ARLINGTON HEIGHTS, Ill., Feb. 8, 2011 /CHICAGOPRESSRELEASE.COM/ — Continuing its commitment to providing superior services, Capital Forensics, Inc. (CFI) names Roy Washington to its staff of securities industry experts supporting arbitration cases, and to Director of Compliance Consulting Service Operations. He brings a strong background to CFI with more than 30 years of experience in the financial services and securities industry in operations management and legal and regulatory compliance support services.
Roy’s industry career includes serving as Chief Legal Counsel and Chief Compliance Officer for registered investment advisers and investment companies, hedge fund complexes, broker-dealers, and insurance companies, including Salient Partners, L.P., American General, and Lincoln Financial Group. He has also provided compliance consulting services to many fortune 500 companies. Roy is a recognized industry expert through published compliance-related articles including one in Wolters Kluwer Financial Services current edition of Practical Compliance & Risk Management for the Securities Industry.
“As we continue to build upon our strength in securities litigation and compliance consulting services, Roy brings impressive credentials to our business. He has extensive experience with industry standards and practices and program implementation to efficiently manage the legal and regulatory compliance risks in the financial services and securities industry.”
-Vadim Khavinson, president of Capital Forensics.
Roy holds the series 7, 24, 4, 53, 63, 65, and 66 securities licenses. He earned a B.A. in Sociology from Indiana University, J.D. from University of Louisville, and is a graduate of the Indiana University Kelley School of Business Executive Program. He is a member of the State Bar of Texas, Indiana State Bar and the American Bar Association. He is a former member of both the Fellow Life Management Institute (FLMI) and Insurance Marketplace Standards Association (IMSA) Independent Assessors.
About Capital Forensics, Inc.
Capital Forensics, Inc. (CFI) provides expert testimony and litigation support, compliance consulting and data solutions for securities and ERISA-related matters. CFI’s seasoned experts have experience in all venues, ranging from mediations and arbitrations to state and federal court. For more than a decade, parties in legal matters have retained CFI for successful resolution of thousands of cases as well as regulatory issues, data mining and analysis. Every case has a story to be told through testimony, supported by analysis and exhibits. This is where CFI excels. www.capitalforensics.com
SOURCE Capital Forensics, Inc.